STRATEGIC STAFFING SOLUTIONS HAS AN OPENING!
Business Analyst (eCommunications)
Location: Charlotte, NC On-Site Required
Duration: 12+ Months
Role Type: W2 Contract Engagement
As a Business Analyst specializing in eCommunications surveillance, you will play a pivotal role in supporting the migration and transformation of the enterprise eCommunications surveillance platform which ensures the integrity and regulatory compliance of our communication channels. This position requires a keen eye for detail, a strong understanding of financial regulations, and proficiency in analyzing communication data to identify potential compliance issues.
Key Responsibilities:
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* eCommunications Surveillance:
* Develop analysis and requirements to support delivery objectives for electronic communications (e.g., emails, chat messages) to detect potential compliance breaches, insider trading, and market manipulation.
* Develop and maintain surveillance systems to ensure comprehensive coverage of communication channels and adherence to regulatory requirements.
* Regulatory Compliance:
* Ensure that the surveillance framework is aligned with industry regulations, including SEC, FINRA, and other relevant bodies.
* Stay updated with changes in regulatory requirements and adjust surveillance practices accordingly.
* Data Analysis:
* Conduct in-depth analyses of communication data to identify patterns, trends, and anomalies that may indicate compliance risks.
* Develop and utilize analytical tools and methodologies to enhance the efficiency and accuracy of surveillance activities.
* Testing and Documentation:
* Prepare detailed reports on transitioned data to support accuracy of transition, highlighting potential issues and recommending corrective actions.
* Document surveillance procedures, methodologies, and findings to ensure transparency and accountability.
* Collaboration:
* Work closely with senior stakeholders, surveillance leads, technology teams, and other stakeholders to provide transparency on migration efforts.
* Provide reporting and updates on key work streams to support the migration initiatives.
* System Improvement:
* Identify opportunities for enhancing existing surveillance systems and processes.
* Participate in the development and implementation of new tools and technologies to improve surveillance effectiveness.
Qualifications:
* Education:Bachelor's degree in Finance, Business Administration, Information Technology, or a related field. Advanced degrees or certifications (e.g., CFA, CFE) are a plus.
* Experience:Minimum of 3-5 years of experience in a business analyst role within the financial services industry, with a focus on eCommunications surveillance or compliance.
* Skills:
* Strong understanding of financial regulations and compliance requirements related to electronic communications.
* Proficiency in data analysis and reporting tools (e.g., Excel, SQL, BI tools).
* Excellent analytical and problem-solving skills.
* Ability to communicate complex issues clearly and effectively.
* Detail-oriented with a strong commitment to accuracy and integrity.
* Technical Skills:
* Familiarity with surveillance software and communication monitoring systems.